About James
James Allen, CFA, is a leading voice in finance with over two decades of experience in investment banking, public policy, and financial journalism. Known for his sharp insights and deep commitment to market integrity, James has dedicated his career to improving capital markets through smart regulation, transparent communication, and a relentless focus on investor protection.
As the former Head of Capital Markets Policy for the Americas at CFA Institute, James developed globally respected policy frameworks and advocated for stronger, more ethical market structures. He has advised regulators, testified before lawmakers, and worked with financial institutions to raise the bar for professionalism in the industry.
Before his time in policy, James worked in investment banking and corporate finance, giving him a firsthand understanding of the real-world impact of regulation. He also served as a financial journalist, where he honed his ability to communicate complex ideas with clarity and precision.